CVS HEALTH Corp — Director's Dealing 2017

Sep 15, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2017-08-23

Reporting Person: MERLO LARRY J (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-23	Common Stock	G	14163	$77.61	Disposed	299254.5612	Direct
2017-09-13	Common Stock	M	241150	$34.96	Acquired	540404.5612	Direct
2017-09-13	Common Stock	S	241150	$83.07	Disposed	299254.5612	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-13	Stock Option	$34.96	M	241150	Disposed	2018-04-01	Common Stock (241150)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	365115.6172	Indirect
Common Stock (restricted)	184116	Direct
ESOP Common Stock	6643.1158	Indirect
Stock Unit	612504.7457	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock Credits	$1.00		Common Stock (5139.61)	5139.61	Direct
Stock Option	$45.07	2019-04-02	Common Stock (332736)	332736	Direct
Stock Option	$54.53	2020-04-01	Common Stock (314713)	314713	Direct
Stock Option	$74.29	2021-04-01	Common Stock (335697)	335697	Direct
Stock Option	$102.26	2022-04-01	Common Stock (273929)	273929	Direct
Stock Option	$104.82	2023-04-01	Common Stock (286787)	286787	Direct
Stock Option	$78.05	2024-04-03	Common Stock (338105)	338105	Direct

Footnotes

F1: All sales were effected pursuant to a Rule 10b5-1 plan.

F2: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sale prices ranging between $82.22 and $83.68 per share.

F3: Option became exercisable in four equal annual installments, commencing 4/1/2012.

F4: Each share credit is equivalent to one share; 1-for-1 conversion.

F5: Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

F6: Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

F7: Option became exercisable in four equal annual installments, commencing 4/2/2013.

F8: Option became exercisable in four equal annual installments, commencing 4/1/2014.

F9: Option became exercisable in four equal annual installments, commencing 4/1/2015.

F10: Option became exercisable in four equal annual installments, commencing 4/1/2016.

F11: Option became exercisable in four equal annual installments, commencing 4/1/2017.

F12: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.