AI assistant
CVS HEALTH Corp — Director's Dealing 2017
Mar 13, 2017
29875_dirs_2017-03-13_a6ce4aa9-27ef-4c53-b9af-56debbff548f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2017-03-10
Reporting Person: Denton David M (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock | M | 95618 | $36.23 | Acquired | 250334.8314 | Direct |
| 2017-03-10 | Common Stock | S | 95618 | $80.68 | Disposed | 154716.8314 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Stock Option | $36.23 | M | 95618 | Disposed | 2017-04-01 | Common Stock (95618) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 158980 | Direct |
| ESOP Common Stock | 1688.7488 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $40.28 | 2018-03-05 | Common Stock (12420) | 12420 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (107178) | 107178 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (110912) | 110912 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (108183) | 108183 | Direct |
| Stock Option | $74.29 | 2021-04-01 | Common Stock (62943) | 62943 | Direct |
| Stock Option | $102.26 | 2022-04-01 | Common Stock (59922) | 59922 | Direct |
| Stock Option | $104.82 | 2023-04-01 | Common Stock (71696) | 71696 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $80.40 and $81.00 per share.
F3: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F4: Option became exercisable in three equal annual installments, commencing 3/5/2011.
F5: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F6: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F7: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F8: Option became exercisable in four equal annual installments, commencing 4/1/2015.
F9: Option became exercisable in four equal annual installments, commencing 4/1/2016.
F10: Option becomes exercisable in four equal annual installments, commencing 4/1/2017.