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CVS HEALTH Corp — Director's Dealing 2017
Mar 20, 2017
29875_dirs_2017-03-20_27f7c40f-1e16-4374-80d6-19d36b2e0204.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2017-03-17
Reporting Person: Boratto Eva C (EVP, Cont & Chief Acct Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-17 | Common Stock | M | 6029 | $34.96 | Acquired | 41614.1476 | Direct |
| 2017-03-17 | Common Stock | S | 6029 | $79.60 | Disposed | 35585.1476 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-17 | Stock Option | $34.96 | M | 6029 | Disposed | 2018-04-01 | Common Stock (6029) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 16831 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $45.07 | 2019-04-02 | Common Stock (13311) | 13311 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (13278) | 13278 | Direct |
| Stock Option | $74.29 | 2021-04-01 | Common Stock (18882) | 18882 | Direct |
| Stock Option | $102.26 | 2022-04-01 | Common Stock (27392) | 27392 | Direct |
| Stock Option | $104.82 | 2023-04-01 | Common Stock (21509) | 21509 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F3: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F4: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F5: Option became exercisable in four equal annual installments, commencing 4/1/2015.
F6: Option became exercisable in four equal annual installments, commencing 4/1/2016.
F7: Option becomes exercisable in four equal annual installments, commencing 4/1/2017.