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CVS HEALTH Corp — Director's Dealing 2017
Apr 4, 2017
29875_dirs_2017-04-04_de2ff1ca-0de7-4ceb-b289-4a360a9294b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2017-04-02
Reporting Person: Foulkes Helena (EVP, President-CVS Pharmacy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-02 | Common Stock | F | 2394 | $78.50 | Disposed | 44996.6533 | Direct |
| 2017-04-03 | Common Stock (restricted) | A | 19218 | $78.05 | Acquired | 51191 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-03 | Stock Option | $78.05 | A | 150268 | Acquired | 2024-04-03 | Common Stock (150268) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| ESOP Common Stock | 4071.4622 | Indirect |
| Stock Unit | 55594.6176 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $34.96 | 2018-04-01 | Common Stock (12058) | 12058 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (19965) | 19965 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (39340) | 39340 | Direct |
| Stock Option | $34.96 | 2021-04-01 | Common Stock (28607) | 28607 | Direct |
| Stock Option | $74.29 | 2021-04-01 | Common Stock (52452) | 52452 | Direct |
| Stock Option | $102.26 | 2022-04-01 | Common Stock (59922) | 59922 | Direct |
| Stock Option | $104.82 | 2023-04-01 | Common Stock (71696) | 71696 | Direct |
Footnotes
F1: Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock unit award.
F2: Consists of restricted stock units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/3/2020 and 50% on 4/3/2022.
F3: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.
F4: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F5: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F6: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F7: Option became exercisable in three equal annual installments, commencing 4/1/2014.
F8: Option became exercisable in four equal annual installments, commencing 4/1/2015.
F9: Option became exercisable in four equal annual installments, commencing 4/1/2016.
F10: Option became exercisable in four equal annual installments, commencing 4/1/2017.