CVS HEALTH Corp — Director's Dealing 2017

Apr 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2017-04-01

Reporting Person: GOLD STEPHEN J (EVP & CIO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-04-01	Common Stock	F	1396	$78.50	Disposed	29187.6785	Direct
2017-04-03	Common Stock (restricted)	A	8648	$78.05	Acquired	46818	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-04-03	Stock Option	$78.05	A	67621	Acquired	2024-04-03	Common Stock (67621)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (pep)	10265.9554	Direct
Stock Unit	7240.8004	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$54.53	2020-04-01	Common Stock (25571)	25571	Direct
Stock Option	$74.29	2021-04-01	Common Stock (33569)	33569	Direct
Stock Option	$47.29	2022-07-09	Common Stock (63440)	63440	Direct
Stock Option	$102.26	2022-04-01	Common Stock (41089)	41089	Direct
Stock Option	$104.82	2023-04-01	Common Stock (48395)	48395	Direct

Footnotes

F1: Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock unit award.

F2: Consists of restricted stock units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/3/2020 and 50% on 4/3/2022.

F3: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.

F4: Option became exercisable in four equal annual installments, commencing 4/1/2014.

F5: Option became exercisable in four equal annual installments, commencing 4/1/2015.

F6: Option became exercisable in three equal annual installments, commencing 07/09/2015.

F7: Option became exercisable in four equal annual installments, commencing 4/1/2016.

F8: Option became exercisable in four equal annual installments, commencing 4/1/2017.