CVS HEALTH Corp — Director's Dealing 2017

Apr 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2017-04-01

Reporting Person: Sussman Andrew (EVP, Clinical Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-04-01	Common Stock	F	1129	$78.50	Disposed	13252	Direct
2017-04-02	Common Stock	F	1596	$78.50	Disposed	11656	Direct
2017-04-03	Common Stock (restricted)	A	4804	$78.05	Acquired	16433	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-04-03	Stock Option	$78.05	A	37567	Acquired	2024-04-03	Common Stock (37567)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Stock Unit	10144.5863	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$36.96	2019-09-01	Common Stock (0)	0	Direct
Stock Option	$54.53	2020-04-01	Common Stock (11802)	11802	Direct
Stock Option	$74.29	2021-04-01	Common Stock (29373)	29373	Direct
Stock Option	$102.26	2022-04-01	Common Stock (23968)	23968	Direct
Stock Option	$104.82	2023-04-01	Common Stock (23301)	23301	Direct

Footnotes

F1: Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock unit award.

F2: Consists of restricted stock units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/3/2020 and 50% on 4/3/2022.

F3: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.

F4: Option became exercisable in three equal annual installments, commencing 9/1/2012.

F5: Option became exercisable in four equal annual installments, commencing 4/1/2014.

F6: Option became exercisable in four equal annual installments, commencing 4/1/2015.

F7: Option became exercisable in four equal annual installments, commencing 4/1/2016.

F8: Option became exercisable in four equal annual installments, commencing 4/1/2017.