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CVS HEALTH Corp — Director's Dealing 2017
Jun 13, 2017
29875_dirs_2017-06-13_144b4b1f-461f-4ddb-96c3-3b5f1d1e7154.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2017-06-12
Reporting Person: Denton David M (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-12 | Common Stock | M | 12420 | $40.28 | Acquired | 176982.8314 | Direct |
| 2017-06-12 | Common Stock | M | 110912 | $45.07 | Acquired | 287894.8314 | Direct |
| 2017-06-12 | Common Stock | M | 107178 | $34.96 | Acquired | 395072.8314 | Direct |
| 2017-06-12 | Common Stock | S | 230510 | $80.00 | Disposed | 164562.8314 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-12 | Stock Option | $40.28 | M | 12420 | Disposed | 2018-03-05 | Common Stock (12420) | Direct |
| 2017-06-12 | Stock Option | $45.07 | M | 110912 | Disposed | 2019-04-02 | Common Stock (110912) | Direct |
| 2017-06-12 | Stock Option | $34.96 | M | 107178 | Disposed | 2018-04-01 | Common Stock (107178) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 152877 | Direct |
| ESOP Common Stock | 1688.7488 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $54.53 | 2020-04-01 | Common Stock (108183) | 108183 | Direct |
| Stock Option | $74.29 | 2021-04-01 | Common Stock (62943) | 62943 | Direct |
| Stock Option | $102.26 | 2022-04-01 | Common Stock (59922) | 59922 | Direct |
| Stock Option | $104.82 | 2023-04-01 | Common Stock (71696) | 71696 | Direct |
| Stock Option | $78.05 | 2024-04-03 | Common Stock (100179) | 100179 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Option became exercisable in three equal annual installments, commencing 3/5/2011.
F3: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F4: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F5: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F6: Option became exercisable in four equal annual installments, commencing 4/1/2015.
F7: Option became exercisable in four equal annual installments, commencing 4/1/2016.
F8: Option became exercisable in four equal annual installments, commencing 4/1/2017.
F9: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.