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CVS HEALTH Corp — Director's Dealing 2015
Apr 3, 2015
29875_dirs_2015-04-03_6ea30f6f-c4cf-4b54-9523-9e0569ead784.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2015-04-01
Reporting Person: Boratto Eva C (SVP, Cont & Chief Acct Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-01 | Common Stock | F | 1029 | $102.26 | Disposed | 23815.5077 | Direct |
| 2015-04-01 | Common Stock (restricted) | A | 3911 | $102.26 | Acquired | 22872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-01 | Stock Option | $102.26 | A | 27392 | Acquired | 2022-04-01 | Common Stock (27392) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (pep) | 7096.5998 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $34.96 | 2018-04-01 | Common Stock (6029) | 6029 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (13311) | 13311 | Direct |
| Stock Option | $30.16 | 2020-07-19 | Common Stock (22107) | 22107 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (13278) | 13278 | Direct |
| Stock Option | $74.29 | 2021-04-01 | Common Stock (18882) | 18882 | Direct |
Footnotes
F1: Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock award.
F2: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2018 and 50% 4/1/2020.
F3: Option becomes exercisable in four equal annual installments, commencing 4/1/2016.
F4: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F5: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F6: Option became exercisable in three equal annual installments, commencing 7/19/2013.
F7: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F8: Option became exercisable in four equal annual installments, commencing 4/1/2015.