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CVS HEALTH Corp — Director's Dealing 2015
Jul 16, 2015
29875_dirs_2015-07-16_b2485112-24a3-485c-b2b0-d345b453aecd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2015-07-15
Reporting Person: Bisaccia Lisa (EVP, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-15 | Common Stock | S | 7926 | $110.00 | Disposed | 21003 | Direct |
| 2015-07-15 | Common Stock | M | 6884 | $54.53 | Acquired | 27887 | Direct |
| 2015-07-15 | Common Stock | S | 6884 | $110.01 | Disposed | 21003 | Direct |
| 2015-07-15 | Common Stock | M | 6884 | $54.53 | Acquired | 27887 | Direct |
| 2015-07-15 | Common Stock | S | 6884 | $110.00 | Disposed | 21003 | Direct |
| 2015-07-15 | Common Stock | M | 8392 | $74.29 | Acquired | 29395 | Direct |
| 2015-07-15 | Common Stock | S | 8392 | $110.00 | Disposed | 21003 | Direct |
| 2015-07-15 | Common Stock | M | 7764 | $45.07 | Acquired | 28767 | Direct |
| 2015-07-15 | Common Stock | S | 7764 | $110.00 | Disposed | 21003 | Direct |
| 2015-07-15 | Common Stock | M | 12058 | $34.96 | Acquired | 33061 | Direct |
| 2015-07-15 | Common Stock | S | 12058 | $110.00 | Disposed | 21003 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-15 | Stock Option | $54.53 | M | 6884 | Disposed | 2020-04-01 | Common Stock (6884) | Direct |
| 2015-07-15 | Stock Option | $54.53 | M | 6884 | Disposed | 2020-04-01 | Common Stock (6884) | Direct |
| 2015-07-15 | Stock Option | $74.29 | M | 8392 | Disposed | 2021-04-01 | Common Stock (8392) | Direct |
| 2015-07-15 | Stock Option | $45.07 | M | 7764 | Disposed | 2019-04-02 | Common Stock (7764) | Direct |
| 2015-07-15 | Stock Option | $34.96 | M | 12058 | Disposed | 2018-04-01 | Common Stock (12058) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 27011.0004 | Direct |
| ESOP Common Stock | 558.1776 | Indirect |
| Stock Unit | 29599.3373 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (467.1953) | 467.1953 | Direct | |
| Stock Option | $102.26 | 2022-04-01 | Common Stock (34241) | 34241 | Direct |
Footnotes
F1: All transactions were effected pursuant to a Rule 10b5-1 plan.
F2: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $110.00 and $110.06 per share.
F3: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $110.00 and $110.05 per share.
F4: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F5: Option became exercisable in four equal annual installments, commencing 4/1/2015.
F6: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F7: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F8: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, as such time as has been elected by the reporting person.
F9: Option becomes exercisable in four equal annual installments, commencing 4/1/2016.