AI assistant
CVS HEALTH Corp — Director's Dealing 2014
Jan 3, 2014
29875_dirs_2014-01-03_a8f918b8-9350-4cac-8e49-7ab2613cab8a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2014-01-02
Reporting Person: Roberts Jonathan C (EVP & President, Caremark)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-05 | Common Stock | G | 850 | $58.46 | Disposed | 29228.6731 | Direct |
| 2014-01-02 | Common Stock | M | 60484 | $34.42 | Acquired | 89785.6731 | Direct |
| 2014-01-02 | Common Stock | S | 60484 | $70.61 | Disposed | 29301.6731 | Direct |
| 2014-01-02 | Common Stock | M | 101708 | $28.10 | Acquired | 131009.6731 | Direct |
| 2014-01-02 | Common Stock | S | 101708 | $70.61 | Disposed | 29301.6731 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Stock Option | $34.42 | M | 60484 | Disposed | 2014-04-02 | Common Stock (60484) | Direct |
| 2014-01-02 | Stock Option | $28.10 | M | 101708 | Disposed | 2016-04-01 | Common Stock (101708) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (pep) | 11095.1197 | Direct |
| Common Stock (restricted) | 65333 | Direct |
| ESOP Common Stock | 5097.1602 | Indirect |
| Stock Unit | 40563.4043 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (1432.6759) | 1432.6759 | Direct | |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (86487) | 86487 | Direct |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (61196) | 61196 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (85743) | 85743 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (77639) | 77639 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (68844) | 68844 | Direct |
| Stock Option | $45.93 | 2022-09-04 | Common Stock (108870) | 108870 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.19 and $70.97 per share.
F3: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.19 and $70.97 per share.
F4: Option became exercisable in three annual installments, commencing 4/2/2008.
F5: Option became exercisable in three annual installments, commencing 4/1/2010.
F6: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F7: Option became exercisable in three annual installments, commencing 4/1/2009.
F8: Option became exercisable in three annual installments, commencing 4/1/2011.
F9: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F10: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F11: Option becomes exercisable in four equal annual installments, commencing 4/1/2014.
F12: Option becomes exercisable in three equal annual installments, commencing 9/4/2015.