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CVS HEALTH Corp — Director's Dealing 2014
Jan 4, 2014
29875_dirs_2014-01-03_c9a1decb-cafd-4447-af84-bf617cbe06d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2014-01-02
Reporting Person: Lofberg Per GH (EVP and President, Caremark)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Common Stock | M | 401706 | $32.98 | Acquired | 448106 | Direct |
| 2014-01-02 | Common Stock | S | 401706 | $70.58 | Disposed | 46400 | Direct |
| 2014-01-03 | Common Stock | M | 234066 | $34.96 | Acquired | 280466 | Direct |
| 2014-01-03 | Common Stock | S | 234066 | $70.47 | Disposed | 46400 | Direct |
| 2014-01-03 | Common Stock | M | 101992 | $36.23 | Acquired | 148392 | Direct |
| 2014-01-03 | Common Stock | S | 101992 | $70.47 | Disposed | 46400 | Direct |
| 2014-01-03 | Common Stock | M | 53124 | $32.98 | Acquired | 99524 | Direct |
| 2014-01-03 | Common Stock | S | 53124 | $70.61 | Disposed | 46400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Stock Option | $32.98 | M | 401706 | Disposed | 2020-01-03 | Common Stock (401706) | Direct |
| 2014-01-02 | Stock Option | $70.40 | A | 112181 | Acquired | 2021-01-02 | Common Stock (112181) | Direct |
| 2014-01-03 | Stock Option | $34.96 | M | 234066 | Disposed | 2018-04-01 | Common Stock (234066) | Direct |
| 2014-01-03 | Stock Option | $36.23 | M | 101992 | Disposed | 2017-04-01 | Common Stock (101992) | Direct |
| 2014-01-03 | Stock Option | $32.98 | M | 53124 | Disposed | 2020-01-03 | Common Stock (53124) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 162000 | Indirect |
| Common Stock | 14400 | Indirect |
| Stock Unit | 219870.5883 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $45.07 | 2019-12-31 | Common Stock (347343) | 347343 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.19 and $70.97 per share.
F3: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.26 and $70.71 per share.
F4: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.26 and $70.71 per share.
F5: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.43 and $70.75 per share.
F6: Option became exercisable on 12/31/2012.
F7: Option becomes exercisable on December 31, 2014.
F8: Option became exercisable on 12/31/2012.
F9: The Option becomes exercisable in three equal installments on April 1, 2011, April 1, 2012 and April 1, 2013, provided, however, that if the reporting person remains employed through December 31, 2012, then the option shall become exercisable in full as of December 31, 2012, and shall remain exercisable for one year following the reporting person's last date of employment with the Company.
F10: Option became exercisable on December 31, 2013.