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CVS HEALTH Corp — Director's Dealing 2014
Apr 3, 2014
29875_dirs_2014-04-03_960488cc-85ca-426e-9643-22f54739fbdb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2014-04-01
Reporting Person: Foulkes Helena (EVP, President-CVS/pharmacy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-01 | Common Stock (restricted) | A | 8412 | $74.29 | Acquired | 39089 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-01 | Stock Option | $74.29 | A | 52452 | Acquired | 2021-04-01 | Common Stock (52452) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17983.4391 | Direct |
| Common Stock (pep) | 4485.9042 | Direct |
| ESOP Common Stock | 3901.1819 | Indirect |
| Stock Unit | 25770.2574 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $34.96 | 2018-04-01 | Common Stock (24116) | 24116 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (39929) | 39929 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (39340) | 39340 | Direct |
| Stock Option | $34.96 | 2021-04-01 | Common Stock (42910) | 42910 | Direct |
Footnotes
F1: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2017 and 50% on 4/1/2019.
F2: Option becomes exercisable in four equal annual installments, commencing 4/1/2015.
F3: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F4: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F5: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F6: Option became exercisable in three equal annual installments, commencing 4/1/2014.