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CVS HEALTH Corp — Director's Dealing 2014
Apr 3, 2014
29875_dirs_2014-04-03_14bdbc8a-b2ef-451d-a913-d43b8e2665b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2014-04-01
Reporting Person: Sussman Andrew (SVP & President, MinuteClinic)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-01 | Common Stock (restricted) | A | 4711 | $74.29 | Acquired | 23306 | Direct |
| 2014-04-02 | Common Stock | M | 13309 | $45.07 | Acquired | 20138.0681 | Direct |
| 2014-04-02 | Common Stock | S | 13309 | $74.0246 | Disposed | 6829.0681 | Direct |
| 2014-04-02 | Common Stock | M | 5901 | $54.53 | Acquired | 12730.0681 | Direct |
| 2014-04-02 | Common Stock | S | 5901 | $74.0246 | Disposed | 6829.0681 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-01 | Stock Option | $74.29 | A | 29373 | Acquired | 2021-04-01 | Common Stock (29373) | Direct |
| 2014-04-02 | Stock Option | $45.07 | M | 13309 | Disposed | 2019-04-02 | Common Stock (13309) | Direct |
| 2014-04-02 | Stock Option | $54.53 | M | 5901 | Disposed | 2020-04-01 | Common Stock (5901) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (pep) | 2875.7856 | Direct |
| Stock Unit | 6245.5002 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $36.96 | 2019-09-01 | Common Stock (9020) | 9020 | Direct |
Footnotes
F1: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2017 and 50% on 4/1/2019.
F2: All sales were effected pursuant to a Rule 10b5-1 plan.
F3: Option becomes exercisable in four equal annual installments, commencing 4/1/2015.
F4: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F5: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F6: Option became exercisable in three equal annual installments, commencing 9/1/2012.