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CVS HEALTH Corp Director's Dealing 2013

Apr 3, 2013

29875_dirs_2013-04-03_efcba762-738a-465a-a6b8-bb9bd32311d6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2013-04-01

Reporting Person: Roberts Jonathan C (EVP & President, Caremark)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-04-01 Common Stock (restricted) A 16047 $54.53 Acquired 65333 Direct
2013-04-01 Common Stock F 5822 $54.53 Disposed 30078.6731 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-04-01 Stock Option $54.53 A 68844 Acquired 2020-04-01 Common Stock (68844) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (pep) 10973.1954 Direct
ESOP Common Stock 5052.756 Indirect
Stock Unit 40181.6748 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Credits $1.00 Common Stock (1432.6759) 1432.6759 Direct
Stock Option $34.42 2014-04-02 Common Stock (60484) 60484 Direct
Stock Option $41.17 2015-04-01 Common Stock (86487) 86487 Direct
Stock Option $28.10 2016-04-01 Common Stock (101708) 101708 Direct
Stock Option $36.23 2017-04-01 Common Stock (61196) 61196 Direct
Stock Option $34.96 2018-04-01 Common Stock (85743) 85743 Direct
Stock Option $45.07 2019-04-02 Common Stock (77639) 77639 Direct
Stock Option $45.93 2022-09-04 Common Stock (108870) 108870 Direct

Footnotes

F1: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2016 and 50% on 4/1/2018.

F2: Surrender of shares in payment of withholding taxes due.

F3: Option becomes exercisable in four equal annual installments, commencing 4/1/2014.

F4: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

F5: Option became exercisable in three annual installments, commencing 4/2/2008.

F6: Option became exercisable in three annual installments, commencing 4/1/2009.

F7: Option became exercisable in three annual installments, commencing 4/1/2010.

F8: Option became exercisable in three annual installments, commencing 4/1/2011.

F9: Option became exercisable in four equal annual installments, commencing 4/1/2012.

F10: Option became exercisable in four equal annual installments, commencing 4/2/2013.

F11: Option becomes exercisable in three equal annual installments, commencing 9/4/2015.