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CVS HEALTH Corp — Director's Dealing 2013
Apr 3, 2013
29875_dirs_2013-04-03_efcba762-738a-465a-a6b8-bb9bd32311d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2013-04-01
Reporting Person: Roberts Jonathan C (EVP & President, Caremark)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-01 | Common Stock (restricted) | A | 16047 | $54.53 | Acquired | 65333 | Direct |
| 2013-04-01 | Common Stock | F | 5822 | $54.53 | Disposed | 30078.6731 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Stock Option | $54.53 | A | 68844 | Acquired | 2020-04-01 | Common Stock (68844) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (pep) | 10973.1954 | Direct |
| ESOP Common Stock | 5052.756 | Indirect |
| Stock Unit | 40181.6748 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (1432.6759) | 1432.6759 | Direct | |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (60484) | 60484 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (86487) | 86487 | Direct |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (101708) | 101708 | Direct |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (61196) | 61196 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (85743) | 85743 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (77639) | 77639 | Direct |
| Stock Option | $45.93 | 2022-09-04 | Common Stock (108870) | 108870 | Direct |
Footnotes
F1: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2016 and 50% on 4/1/2018.
F2: Surrender of shares in payment of withholding taxes due.
F3: Option becomes exercisable in four equal annual installments, commencing 4/1/2014.
F4: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F5: Option became exercisable in three annual installments, commencing 4/2/2008.
F6: Option became exercisable in three annual installments, commencing 4/1/2009.
F7: Option became exercisable in three annual installments, commencing 4/1/2010.
F8: Option became exercisable in three annual installments, commencing 4/1/2011.
F9: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F10: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F11: Option becomes exercisable in three equal annual installments, commencing 9/4/2015.