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CVS HEALTH Corp — Director's Dealing 2013
Sep 11, 2013
29875_dirs_2013-09-11_a508cc30-4c99-40eb-ac81-ce0c68bd789b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2013-09-09
Reporting Person: Foulkes Helena (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Common Stock | M | 47568 | $41.17 | Acquired | 65384.6021 | Direct |
| 2013-09-09 | Common Stock | S | 47568 | $58.65 | Disposed | 17816.6021 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | Stock Option | $41.17 | M | 47568 | Disposed | 2015-04-01 | Common Stock (47568) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (pep) | 4451.2299 | Direct |
| Common Stock (restricted) | 37113 | Direct |
| ESOP Common Stock | 3866.941 | Indirect |
| Stock Unit | 7896.7433 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $36.23 | 2017-04-01 | Common Stock (53546) | 53546 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (48230) | 48230 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (39929) | 39929 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (39340) | 39340 | Direct |
| Stock Option | $34.96 | 2021-04-01 | Common Stock (42910) | 42910 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Option became exercisable in three equal annual installments, commencing 4/1/2009.
F3: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F4: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F5: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F6: Option becomes exercisable in four equal annual installments, commencing 4/1/2014.
F7: Option becomes exercisable in three equal annual installments, commencing 4/1/2014.