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CVS HEALTH Corp — Director's Dealing 2012
Mar 15, 2012
29875_dirs_2012-03-15_920d31d5-9f78-479b-93cb-b4fb3b704fa2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2012-03-13
Reporting Person: SGARRO DOUGLAS A (EVP and CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-13 | Common Stock | M | 147531 | $30.035 | Acquired | 345973.1895 | Direct |
| 2012-03-13 | Common Stock | M | 102469 | $28.10 | Acquired | 448442.1895 | Direct |
| 2012-03-13 | Common Stock | S | 147531 | $44.9292 | Disposed | 300911.1895 | Direct |
| 2012-03-13 | Common Stock | S | 102469 | $44.9292 | Disposed | 198442.1895 | Direct |
| 2012-03-14 | Common Stock | M | 26003 | $28.10 | Acquired | 224445.1895 | Direct |
| 2012-03-14 | Common Stock | M | 44621 | $36.23 | Acquired | 269066.1895 | Direct |
| 2012-03-14 | Common Stock | M | 136089 | $34.42 | Acquired | 405155.1895 | Direct |
| 2012-03-14 | Common Stock | S | 26003 | $45.0588 | Disposed | 379152.1895 | Direct |
| 2012-03-14 | Common Stock | S | 44621 | $45.0588 | Disposed | 334531.1895 | Direct |
| 2012-03-14 | Common Stock | S | 136089 | $45.0588 | Disposed | 198442.1895 | Direct |
| 2012-03-14 | Common Stock | S | 43287 | $45.0631 | Disposed | 155155.1895 | Direct |
| 2012-03-15 | Common Stock | S | 154941 | $44.9733 | Disposed | 214.1895 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-13 | Stock Option | $30.035 | M | 147531 | Disposed | 2013-04-03 | Common Stock (147531) | Direct |
| 2012-03-13 | Stock Option | $28.10 | M | 102469 | Disposed | 2016-04-01 | Common Stock (102469) | Direct |
| 2012-03-14 | Stock Option | $28.10 | M | 26003 | Disposed | 2016-04-01 | Common Stock (0) | Direct |
| 2012-03-14 | Stock Option | $36.23 | M | 44621 | Disposed | 2017-04-01 | Common Stock (44621) | Direct |
| 2012-03-14 | Stock Option | $34.42 | M | 136089 | Disposed | 2014-04-02 | Common Stock (136089) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 99389 | Direct |
| ESOP Common Stock | 2211.8523 | Indirect |
| Stock Unit | 14681 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $41.17 | 2015-04-01 | Common Stock (172973) | 172973 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (93781) | 93781 | Direct |
Footnotes
F1: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.54 and $45.25 per share.
F3: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.54 and $45.25 per share.
F4: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.99 and $45.22 per share.
F5: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.99 and $45.22 per share.
F6: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.99 and $45.22 per share.
F7: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.99 and $45.22 per share.
F8: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.81 and $45.16 per share.
F9: Option became exercisable in three equal annual installments, commencing 4/3/2007.
F10: Option became exercisable in three equal annual installments, commencing 4/1/2010.
F11: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F12: Option became exercisable in three equal annual installments, commencing 4/2/2008.
F13: Option became exercisable in three equal annual installments, commencing 4/1/2009.
F14: Option becomes exercisable in four equal annual installments, commencing 4/1/2012.