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CVS HEALTH Corp — Director's Dealing 2012
Apr 4, 2012
29875_dirs_2012-04-04_76abd1cf-6825-4853-8788-a6af957d8e21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2012-04-02
Reporting Person: Brennan Troyen A (EVP, Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-02 | Common Stock | M | 48178 | $28.10 | Acquired | 70647.1987 | Direct |
| 2012-04-02 | Common Stock | S | 48178 | $44.9607 | Disposed | 22469.1987 | Direct |
| 2012-04-02 | Common Stock (restricted) | A | 16641 | $45.07 | Acquired | 59573 | Direct |
| 2012-04-02 | Common Stock | F | 2549 | $45.07 | Disposed | 19920.1987 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-02 | Stock Option | $28.10 | M | 48178 | Disposed | 2016-04-01 | Common Stock (48178) | Direct |
| 2012-04-02 | Stock Option | $45.07 | A | 66548 | Acquired | 2019-04-02 | Common Stock (66548) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (pep) | 11027.1987 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $36.23 | 2017-04-01 | Common Stock (103267) | 103267 | Direct |
| Stock Option | $28.26 | 2018-11-17 | Common Stock (106160) | 106160 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (66987) | 66987 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.21 and $45.19 per share.
F3: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/2/2015 and 50% on 4/2/2017.
F4: Surrender of shares in payment of withholding taxes due.
F5: Option became exercisable in three equal annual installments, commencing 4/1/2010.
F6: Option becomes exercisable in four equal annual installments, commencing 4/2/2013.
F7: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F8: Option became exercisable in three equal annual installments, commencing 11/17/2011.
F9: Option became exercisable in four equal annual installments, commencing 4/1/2012.