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CVS HEALTH Corp — Director's Dealing 2012
Apr 4, 2012
29875_dirs_2012-04-04_4eaf8773-d2ff-4bd1-ab20-b76c5123039a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2012-04-02
Reporting Person: Joyner J. David (EVP, Sales & Account Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-02 | Common Stock (restricted) | A | 8876 | $45.07 | Acquired | 48419 | Direct |
| 2012-04-02 | Common Stock | F | 2153 | $45.07 | Disposed | 21786 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-02 | Stock Option | $45.07 | A | 35492 | Acquired | 2019-04-02 | Common Stock (35492) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $20.23 | 2015-03-01 | Common Stock (93903) | 93903 | Direct |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (125250) | 125250 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (95135) | 95135 | Direct |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (77619) | 77619 | Direct |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (45897) | 45897 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (48230) | 48230 | Direct |
Footnotes
F1: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/2/2015 and 50% on 4/2/2017.
F2: Surrender of shares in payment of withholding taxes due.
F3: Option becomes exercisable in four equal annual installments, commencing 4/2/2013.
F4: Option acquired in connection with the merger of Caremark Rx, Inc. with a subsidiary of CVS Corporation and the conversion of Caremark Rs, Inc. stock option to CVS Caremark Corporation stock option. Option is 100% exercisable as of the date of the merger.
F5: Option became exercisable in three equal annual installments, commencing 4/2/2008.
F6: Option became exercisable in three equal annual installments, commencing 4/1/2009.
F7: Option became exercisable in three equal annual installments, commencing 4/1/2010.
F8: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F9: Option became exercisable in four equal annual installments, commencing 4/1/2012.