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CVS HEALTH Corp — Director's Dealing 2012
Apr 4, 2012
29875_dirs_2012-04-04_35e7b6a5-3c75-4990-a8d4-92382b8a83cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2012-04-02
Reporting Person: SGARRO DOUGLAS A (EVP and CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-02 | Common Stock | M | 44622 | $36.23 | Acquired | 52843.1895 | Direct |
| 2012-04-02 | Common Stock | F | 3399 | $45.07 | Disposed | 72889.1895 | Direct |
| 2012-04-02 | Common Stock | M | 23445 | $34.96 | Acquired | 76288.1895 | Direct |
| 2012-04-02 | Common Stock | M | 64237 | $28.10 | Acquired | 137126.1895 | Direct |
| 2012-04-02 | Common Stock | S | 44622 | $44.96 | Disposed | 92504.1895 | Direct |
| 2012-04-02 | Common Stock | S | 23445 | $44.96 | Disposed | 69059.1895 | Direct |
| 2012-04-02 | Common Stock | S | 64237 | $44.96 | Disposed | 4822.1895 | Direct |
| 2012-04-04 | Common Stock | S | 4608 | $44.65 | Disposed | 214.1895 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-02 | Stock Option | $36.23 | M | 44622 | Disposed | 2017-04-01 | Common Stock (44622) | Direct |
| 2012-04-02 | Stock Option | $34.96 | M | 23445 | Disposed | 2018-04-01 | Common Stock (23445) | Direct |
| 2012-04-02 | Stock Option | $28.10 | M | 64237 | Disposed | 2016-04-01 | Common Stock (64237) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 91382 | Direct |
| ESOP Common Stock | 2211.8523 | Indirect |
| Stock Unit | 14681 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $41.17 | 2015-04-01 | Common Stock (172973) | 172973 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Surrender of shares in payment of withholding taxes due.
F3: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.21 and $45.18 per share.
F4: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.21 and $45.18 per share.
F5: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.21 and $45.18 per share.
F6: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $44.64 and $44.66 per share.
F7: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F8: Option becomes exercisable in four equal annual installments, commencing 4/1/2012.
F9: Option became exercisable in three equal annual installments, commencing 4/1/2010.
F10: Option became exercisable in three equal annual installments, commencing 4/1/2009.