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CVS HEALTH Corp — Director's Dealing 2012
Jun 22, 2012
29875_dirs_2012-06-22_3327e400-99ed-4d8b-98ab-22fbd6462a8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2012-06-21
Reporting Person: Foulkes Helena (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-21 | Common Stock | S | 5749 | $46.03 | Disposed | 8763.077 | Direct |
| 2012-06-21 | Common Stock | M | 23438 | $34.42 | Acquired | 32201.077 | Direct |
| 2012-06-21 | Common Stock | M | 64237 | $28.10 | Acquired | 96438.077 | Direct |
| 2012-06-21 | Common Stock | S | 23438 | $45.9704 | Disposed | 73000.077 | Direct |
| 2012-06-21 | Common Stock | S | 64237 | $45.9704 | Disposed | 8763.077 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-21 | Stock Option | $34.42 | M | 23438 | Disposed | 2014-04-02 | Common Stock (23438) | Direct |
| 2012-06-21 | Stock Option | $28.10 | M | 64237 | Disposed | 2016-04-01 | Common Stock (64237) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (pep) | 4352.2477 | Direct |
| Common Stock (restricted) | 30358 | Direct |
| ESOP Common Stock | 3824.1204 | Indirect |
| Stock Unit | 9502.2082 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $41.17 | 2015-04-01 | Common Stock (47568) | 47568 | Direct |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (53546) | 53546 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (48230) | 48230 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (39929) | 39929 | Direct |
| Stock Option | $34.96 | 2021-04-01 | Common Stock (42910) | 42910 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $45.88 and $46.23 per share.
F3: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $45.87 and $46.23 per share.
F4: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $45.87 and $46.23 per share.
F5: Option became exercisable in three equal annual installments, commencing 4/2/2008.
F6: Option became exercisable in three equal annual installments, commencing 4/1/2010.
F7: Option became exercisable in three equal annual installments, commencing 4/1/2009.
F8: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F9: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F10: Option becomes exercisable in four equal annual installments, commencing 4/2/2013.
F11: Option becomes exercisable in three equal annual installments, commencing 4/1/2014.