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CVS HEALTH Corp — Director's Dealing 2012
Sep 6, 2012
29875_dirs_2012-09-06_5c801817-3134-44f4-aefa-78940fa646be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2012-09-04
Reporting Person: Roberts Jonathan C (EVP & President, Caremark)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-04 | Common Stock (pep) | A | 10887 | $45.93 | Acquired | 10887 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-04 | Stock Option | $45.93 | A | 108870 | Acquired | 2022-09-04 | Common Stock (108870) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25819.2866 | Direct |
| Common Stock (restricted) | 67228 | Direct |
| ESOP Common Stock | 4996.8036 | Indirect |
| Stock Unit | 24699.2497 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (1437.1088) | 1437.1088 | Direct | |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (60484) | 60484 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (86487) | 86487 | Direct |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (101708) | 101708 | Direct |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (61196) | 61196 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (85743) | 85743 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (77639) | 77639 | Direct |
Footnotes
F1: Consists of Matching Restricted Stock Units awarded pursuant to Issuer's Partnership Equity Program under the 2010 Incentive Compensation Plan. Restrictions lapse on September 4, 2017.
F2: Options become exercisable in three equal annual installments, commencing 9/4/2015.
F3: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F4: Option became exercisable in three annual installments, commencing 4/2/2008.
F5: Option became exercisable in three annual installments, commencing 4/1/2009.
F6: Option became exercisable in three annual installments, commencing 4/1/2010.
F7: Option became exercisable in three annual installments, commencing 4/1/2011.
F8: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F9: Option becomes exercisable in four equal annual installments, commencing 4/2/2013.