AI assistant
CVS HEALTH Corp — Director's Dealing 2012
Sep 21, 2012
29875_dirs_2012-09-21_494be939-16de-4ed1-a904-cce911d18212.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2012-09-19
Reporting Person: Joyner J. David (EVP, Sales & Account Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-19 | Common Stock | M | 33903 | $20.23 | Acquired | 55689 | Direct |
| 2012-09-19 | Common Stock | S | 33903 | $48.00 | Disposed | 21786 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-19 | Stock Option | $20.23 | M | 33903 | Disposed | 2015-03-01 | Common Stock (33903) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 48419 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $34.42 | 2014-04-02 | Common Stock (125250) | 125250 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (95135) | 95135 | Direct |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (77619) | 77619 | Direct |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (45897) | 45897 | Direct |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (48230) | 48230 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (35492) | 35492 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Option acquired in connection with the merger of Caremark Rx, Inc. with a subsidiary of CVS Corporation and the conversion of Caremark Rs, Inc. stock option to CVS Caremark Corporation stock option. Option is 100% exercisable as of the date of the merger.
F3: Option became exercisable in three equal annual installments, commencing 4/2/2008.
F4: Option became exercisable in three equal annual installments, commencing 4/1/2009.
F5: Option became exercisable in three equal annual installments, commencing 4/1/2010.
F6: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F7: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F8: Option becomes exercisable in four equal annual installments, commencing 4/2/2013.