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CVS HEALTH Corp — Director's Dealing 2012
Oct 3, 2012
29875_dirs_2012-10-03_dced78f7-0505-4238-8180-1d77ad4c0a63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2012-10-01
Reporting Person: Bisaccia Lisa (SVP, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-01 | Common Stock | M | 30598 | $36.23 | Acquired | 33745 | Direct |
| 2012-10-01 | Common Stock | M | 13838 | $41.17 | Acquired | 47583 | Direct |
| 2012-10-01 | Common Stock | M | 12057 | $34.96 | Acquired | 59640 | Direct |
| 2012-10-01 | Common Stock | S | 30598 | $48.4021 | Disposed | 29042 | Direct |
| 2012-10-01 | Common Stock | S | 13838 | $48.4126 | Disposed | 15204 | Direct |
| 2012-10-01 | Common Stock | S | 12057 | $48.4752 | Disposed | 3147 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-01 | Stock Option | $36.23 | M | 30598 | Disposed | 2017-04-01 | Common Stock (30598) | Direct |
| 2012-10-01 | Stock Option | $41.17 | M | 13838 | Disposed | 2015-04-01 | Common Stock (13838) | Direct |
| 2012-10-01 | Stock Option | $34.96 | M | 12057 | Disposed | 2018-04-01 | Common Stock (12057) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 26968.0004 | Direct |
| ESOP Common Stock | 541.7254 | Indirect |
| Stock Unit | 23607.8069 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (473.7955) | 473.7955 | Direct | |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (31056) | 31056 | Direct |
Footnotes
F1: All transactions were effected pursuant to a Rule 10b5-1 plan.
F2: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F3: Option became exercisable in three equal annual installments, commencing 4/1/2009.
F4: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F5: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, as such time as has been elected by the reporting person.
F6: Option becomes exercisable in four equal annual installments, commencing 4/2/2013.