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CVS HEALTH Corp — Director's Dealing 2011
Feb 11, 2011
29875_dirs_2011-02-11_085f08c0-a111-4e44-ba61-6c220fb896a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2011-02-09
Reporting Person: Roberts Jonathan C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-22 | Common Stock | G | 3300 | $35.14 | Disposed | 18549.0839 | Direct |
| 2011-02-09 | Common Stock | M | 24000 | $30.2625 | Acquired | 42549.0839 | Direct |
| 2011-02-09 | Common Stock | S | 24000 | $33.40 | Disposed | 18549.0839 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-09 | Stock Option | $30.2625 | M | 24000 | Disposed | 2011-03-07 | Common Stock (24000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 38009 | Direct |
| ESOP Common Stock | 4942.4291 | Indirect |
| Stock Unit | 15442.94 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (1441) | 1441 | Direct | |
| Stock Option | $22.445 | 2012-01-05 | Common Stock (48000) | 48000 | Direct |
| Stock Option | $30.035 | 2013-04-03 | Common Stock (64546) | 64546 | Direct |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (60484) | 60484 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (86487) | 86487 | Direct |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (101708) | 101708 | Direct |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (61196) | 61196 | Direct |
Footnotes
F1: Option became exercisable in three annual installments, commencing 3/7/2003.
F2: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F3: Option became exercisable in three annual installments, commencing 1/5/2006.
F4: Option became exercisable in three annual installments, commencing 4/3/2007.
F5: Option became exercisable in three annual installments, commencing 4/2/2008.
F6: Option became exercisable in three annual installments, commencing 4/1/2009.
F7: Option became exercisable in three annual installments, commencing 4/1/2010.
F8: Option becomes exercisable in three annual installments, commencing 4/1/2011.