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CVS HEALTH Corp — Director's Dealing 2011
Mar 18, 2011
29875_dirs_2011-03-18_adec63b4-e1df-45e0-883a-69502a7be374.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2011-03-09
Reporting Person: Joyner J. David (EVP, Sales & Account Services)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12094 | Direct |
| Common Stock (restricted) | 4141 | Direct |
| Common Stock (restricted) | 6451 | Direct |
| Common Stock (restricted) | 2973 | Direct |
| Common Stock (restricted) | 6680 | Direct |
| Common Stock (restricted) | 17794 | Direct |
| Common Stock (restricted) | 1326 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $34.42 | 2014-04-02 | Common Stock (125250) | Direct | |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (95135) | Direct | |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (77619) | Direct | |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (45897) | Direct | |
| Stock Option | $20.23 | 2015-03-01 | Common Stock (93903) | Direct |
Footnotes
F1: Consists of Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 4/1/2014.
F2: Consists of remaining Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 4/1/2013.
F3: Consists of remaining Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse in two equal installments on 2/17/2012 and 2/17/2013.
F4: Consists of Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 4/1/2012.
F5: Consists of remaining Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 4/1/2014.
F6: Consists of remaining Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 2/18/2012.
F7: Option became exercisable in three equal annual installments on 4/2/2008.
F8: Option became exercisable in three equal annual installments on 4/1/2009.
F9: Option became exercisable in three equal annual installments on 4/1/2010.
F10: Option becomes exercisable in three equal annual installments, commencing 4/1/2011.
F11: Option acquired in connection with the merger of Caremark Rx, Inc. with a subsidiary of CVS Corporation and the conversion of Caremark Rx, Inc. stock option to CVS Caremark Corporation stock option. Option is 100% exercisable as of the date of the merger.