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CVS HEALTH Corp — Director's Dealing 2011
Apr 5, 2011
29875_dirs_2011-04-05_1772fa13-e93e-4b0b-8a5a-ad0d11443326.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2011-04-01
Reporting Person: Denton David M (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-01 | Common Stock (restricted) | A | 28605 | $34.96 | Acquired | 46097 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-01 | Stock Option | $34.96 | A | 107178 | Acquired | 2018-04-01 | Common Stock (107178) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33635 | Direct |
| Common Stock (pep) | 1279.1553 | Direct |
| ESOP Common Stock | 1568.897 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $0 | Common Stock (731.5687) | 731.5687 | Indirect | |
| Stock Option | $30.035 | 2013-04-03 | Common Stock (11526) | 11526 | Direct |
| Stock Option | $22.445 | 2012-01-05 | Common Stock (5334) | 5334 | Direct |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (14113) | 14113 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (26811) | 26811 | Direct |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (48178) | 48178 | Direct |
| Stock Option | $40.28 | 2018-03-05 | Common Stock (12420) | 12420 | Direct |
| Stock Option | $36.23 | 2017-04-01 | Common Stock (95618) | 95618 | Direct |
Footnotes
F1: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse in two equal installments, 50% on 4/1/2014 and 50% on 4/1/2016.
F2: Option becomes exercisable in four equal annual installments, commencing 4/1/2012.
F3: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F4: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F5: Option became exercisable in three equal annual installments, commencing 4/3/2007.
F6: Option became exercisable in three equal annual installments, commencing 4/2/2008.
F7: Option became exercisable in three equal annual installments, commencing 4/1/2009.
F8: Option became exercisable in three equal annual installments, commencing 4/1/2010.
F9: Option became exercisable in three equal annual installments, commencing 3/5/2011.
F10: Option became exercisable in three equal annual installments, commencing 4/1/2011.