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CVS HEALTH Corp — Director's Dealing 2010
Feb 1, 2010
29875_dirs_2010-02-01_9777128c-ee9b-4bd5-afdf-b1d2d78cb6be.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2010-02-01
Reporting Person: Finley Sara (SVP, Gen Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7692 | Direct |
| Common Stock (restricted) | 3441 | Direct |
| Common Stock (restricted) | 7287 | Direct |
| Common Stock (restricted) | 4449 | Direct |
| Common Stock (restricted) | 21860 | Direct |
| Common Stock (restricted) | 8965 | Direct |
| Common Stock (restricted) | 3644 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $20.23 | 2015-03-01 | Common Stock (183165) | Direct | |
| Stock Option | $27.12 | 2016-03-01 | Common Stock (131158) | Direct | |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (125250) | Direct | |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (51892) | Direct | |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (53531) | Direct |
Footnotes
F1: Includes shares acquired through the participation in the Issuer's Employee Stock Purchase Plan.
F2: Consists of Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse in three equal installments, commencing 2/18/2010.
F3: Consists of Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 4/1/2012.
F4: Consists of Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 4/1/2013.
F5: Consists of Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 3/22/2010.
F6: Consists of Restricted Stock Units awarded at market price pursuant to Issuer's 1997 Incentive Compensation Plan, the receipt of which the reporting person has elected to defer.
F7: Consists of Restricted Stock Units awarded pursuant to Issuer's 1997 Incentive Compensation Plan. Restrictions lapse 4/1/2012.
F8: Option acquired in connection with the merger of Caremark Rx, Inc. with a subsidiary of CVS Corporation and the conversion of Caremark Rx, Inc. stock option to CVS Caremark Corporation stock option. Option is 100% exercisable as of the date of merger.
F9: Option became exercisable in three equal annual installments on 4/2/2008.
F10: Option became exercisable in three equal annual installments on 4/1/2009.
F11: Option becomes exercisable in three equal annual installments, commencing 4/1/2010.