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CVS HEALTH Corp — Director's Dealing 2009
Apr 3, 2009
29875_dirs_2009-04-03_f5e53edd-45b8-45fe-9390-fc147b5adf0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2009-04-01
Reporting Person: Foulkes Helena (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-04-01 | Common Stock (restricted) | A | 5339 | — | Acquired | 52604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-04-01 | Stock Option | $28.10 | A | 64237 | Acquired | 2016-04-01 | Common Stock (64237) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 857.2352 | Direct |
| Common Stock (By Trust) | 9254.27 | Direct |
| ESOP Common Stock | 3736.5708 | Indirect |
| Stock Unit | 18176.7862 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $0 | Common Stock (2088) | 2088 | Indirect | |
| Stock Option | $30.04 | 2013-04-03 | Common Stock (20286) | 20286 | Direct |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (23438) | 23438 | Direct |
| Stock Option | $22.45 | 2012-01-05 | Common Stock (16667) | 16667 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (47568) | 47568 | Direct |
Footnotes
F1: Option becomes exercisable in three equal installments, commencing 4/1/2010.
F2: Consists of Restricted Stock Units awarded pursuant to issuer's 1997 Incentive Compensation Plan. Restrictions lapse on two equal installments 50% on 4/1/2012 and 50% on 7/18/2019.
F3: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F4: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F5: Remaining options become exercisable in two equal annual installments, on 04/03/08 and 04/03/09.
F6: Option becomes exercisable in three annual installments, commencing 04/02/2008.
F7: Option becomes exercisable in three equal annual installments, commencing 4/1/2009.