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CVS HEALTH Corp — Director's Dealing 2009
Jun 19, 2009
29875_dirs_2009-06-19_9f80ae23-c7e0-4bdf-9dac-38340963ced5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2009-06-17
Reporting Person: Roberts Jonathan C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-08 | Common Stock | G | 3375 | $30.52 | Disposed | 21849.0839 | Direct |
| 2009-06-17 | Common Stock | M | 34000 | $14.9625 | Acquired | 55849.0839 | Direct |
| 2009-06-17 | Common Stock | M | 22000 | $19.2813 | Acquired | 77849.0839 | Direct |
| 2009-06-17 | Common Stock | M | 48000 | $17.6675 | Acquired | 125849.0839 | Direct |
| 2009-06-17 | Common Stock | S | 104000 | $31.0647 | Disposed | 21849.0839 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-17 | Stock Option | $14.9625 | M | 34000 | Disposed | 2012-01-02 | Common Stock (34000) | Direct |
| 2009-06-17 | Stock Option | $19.2813 | M | 22000 | Disposed | 2012-01-03 | Common Stock (22000) | Direct |
| 2009-06-17 | Stock Option | $17.6675 | M | 48000 | Disposed | 2011-01-08 | Common Stock (48000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 50723 | Direct |
| ESOP Common Stock | 4889.841 | Indirect |
| Stock Unit | 6337 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $28.10 | 2016-04-01 | Common Stock (101708) | 101708 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (86487) | 86487 | Direct |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (60484) | 60484 | Direct |
| Stock Option | $30.035 | 2013-04-03 | Common Stock (64546) | 64546 | Direct |
| Stock Option | $22.445 | 2012-01-05 | Common Stock (48000) | 48000 | Direct |
| Stock Option | $30.2625 | 2011-03-07 | Common Stock (24000) | 24000 | Direct |
| Stock Option | $25.00 | 2009-03-10 | Common Stock (14000) | 14000 | Direct |
| Phantom Stock Credits | $1.00 | Common Stock (1455) | 1455 | Direct |
Footnotes
F1: Option became exercisable in three annual installments, commencing 1/2/2004.
F2: Option became exercisable in three annual installments, commencing 1/3/2002.
F3: Option became exercisable in three annual installments, commencing 1/8/2005.
F4: Option becomes exercisable in three equal installments, commencing 4/1/2010.
F5: Option becomes exercisable in three equal annual installments, commencing 4/1/2009.
F6: Option becomes exercisable in three annual installments, commencing 4/2/2008.
F7: Option becomes exercisable in three annual installments, commencing 4/3/2007.
F8: Option becomes exercisable in three annual installments, commencing 1/5/2006.
F9: Option became exercisable in three annual installments, commencing 3/7/2003.
F10: Option became exercisable in three annual installments, commencing 3/10/2001.
F11: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.