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CVS HEALTH Corp — Director's Dealing 2009
Aug 11, 2009
29875_dirs_2009-08-11_004ff69b-5a8b-4023-adfd-c6f44303bf29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2009-08-07
Reporting Person: RYAN THOMAS M (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-07 | Common Stock | M | 400000 | $19.2813 | Acquired | 1152080.8778 | Direct |
| 2009-08-07 | Common Stock | S | 400000 | $34.4078 | Disposed | 752080.8778 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-07 | Stock Option | $19.2813 | M | 400000 | Disposed | 2010-01-03 | Common Stock (400000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37000 | Indirect |
| Common Stock | 616427.6175 | Indirect |
| Common Stock (restricted) | 1089004 | Direct |
| ESOP Common Stock | 8224.6752 | Indirect |
| Stock Unit | 538779.8616 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (17156) | 17156 | Direct | |
| Stock Option | $25.00 | 2009-03-10 | Common Stock (298300) | 298300 | Direct |
| Stock Option | $14.9625 | 2012-01-02 | Common Stock (1012124) | 1012124 | Direct |
| Stock Option | $30.2625 | 2011-03-07 | Common Stock (500000) | 500000 | Direct |
| Stock Option | $17.6675 | 2011-01-08 | Common Stock (400000) | 400000 | Direct |
| Stock Option | $12.5625 | 2013-01-09 | Common Stock (900000) | 900000 | Direct |
| Stock Option | $22.445 | 2012-01-05 | Common Stock (400000) | 400000 | Direct |
| Stock Option | $30.035 | 2013-04-03 | Common Stock (491761) | 491761 | Direct |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (403226) | 403226 | Direct |
| Stock Option | $41.17 | 2015-04-01 | Common Stock (634233) | 634233 | Direct |
| Stock Option | $28.10 | 2016-04-01 | Common Stock (660205) | 660205 | Direct |
Footnotes
F1: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $34.23 and $34.47 per share.
F2: Each share credit is equivalent to one share; 1-for-1 conversion.
F3: Reflects 2002 and 2003 year end company match share credits of 33 and 581, respectively, under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F4: Reflects employee contribution share credits and year end company match share credits, under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F5: Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F6: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F7: Option becomes exercisable in three equal annual installments, commencing 4/3/2007
F8: Option becomes exercisable in three equal annual installments, commencing 4/2/2008.
F9: Option becomes exercisable in three equal annual installments, commencing 4/1/2009.
F10: Option becomes exercisable in three equal annual installments, commencing 4/1/2010.