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CVS HEALTH Corp — Director's Dealing 2007
Apr 4, 2007
29875_dirs_2007-04-04_938d37a4-61cd-4e0e-aa0b-09f9ace8561a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS/CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2007-04-02
Reporting Person: FERDINANDI V MICHAEL (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-04-02 | Common Stock (Restricted) | A | 5855 | — | Acquired | 29681 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-04-02 | Stock Option | $34.42 | A | 60484 | Acquired | 2014-04-02 | Common Stock (60484) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4049 | Direct |
| Common Stock (PEP) | 4060 | Direct |
| Stock Unit | 31163 | Direct |
| ESOP Preference Stock | 292 | Indirect |
| Common Stock | 21288 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $0 | Common Stock (2395) | 3064 | Direct | |
| Stock Option | $12.475 | 2013-03-05 | Common Stock (60150) | 60150 | Direct |
| Stock Option | $12.5625 | 2013-01-09 | Common Stock (45000) | 45000 | Direct |
| Stock Option | $14.9625 | 2012-01-02 | Common Stock (7500) | 7500 | Direct |
| Stock Option | $16.98 | 2012-05-17 | Common Stock (40000) | 40000 | Direct |
| Stock Option | $17.6675 | 2011-01-08 | Common Stock (60000) | 60000 | Direct |
| Stock Option | $19.2813 | 2010-01-03 | Common Stock (16000) | 16000 | Direct |
| Stock Option | $22.445 | 2012-01-05 | Common Stock (60000) | 60000 | Direct |
| Stock Option | $23.5 | 2009-05-10 | Common Stock (12780) | 12780 | Direct |
| Stock Option | $30.035 | 2013-04-03 | Common Stock (64546) | 64546 | Direct |
| Stock Option | $30.2625 | 2011-03-07 | Common Stock (16000) | 16000 | Direct |
Footnotes
F2: Includes dividend reinvestment shares.
F4: Reflects stock beneficially owned pursuant to issuer's ESOP Plan.
F1: Includes shares acquired pursuant to issuer's Employee Stock Purchase Plan.
F7: Option becomes exercisable in three equal annual installments, commencing 4/2/2008.
F3: Consists of Restricted Stock Units awarded pursuant to issuer's 1997 Incentive Compensation Plan. Restrictions lapse in two equal installments on 4/2/2010 and 4/2/2012.
F5: Includes dividend reinvestment shares acquired during the course of the year.
F6: Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such timee as has been elected by the reporting person.