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CVS HEALTH Corp — Director's Dealing 2007
Aug 16, 2007
29875_dirs_2007-08-16_2b106087-331c-4862-b67c-6b38011881ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2007-08-14
Reporting Person: RYAN THOMAS M (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-14 | Common Stock | M | 290059 | $18.3477 | Acquired | 742532 | Direct |
| 2007-08-14 | Common Stock | S | 58700 | $37.5 | Disposed | 683832 | Direct |
| 2007-08-14 | Common Stock | S | 48501 | $37.51 | Disposed | 635331 | Direct |
| 2007-08-14 | Common Stock | S | 21410 | $37.52 | Disposed | 613921 | Direct |
| 2007-08-14 | Common Stock | S | 21400 | $37.53 | Disposed | 592521 | Direct |
| 2007-08-14 | Common Stock | S | 66911 | $37.54 | Disposed | 525610 | Direct |
| 2007-08-14 | Common Stock | S | 46337 | $37.55 | Disposed | 479273 | Direct |
| 2007-08-14 | Common Stock | S | 20100 | $37.56 | Disposed | 459173 | Direct |
| 2007-08-14 | Common Stock | S | 1000 | $37.565 | Disposed | 458173 | Direct |
| 2007-08-14 | Common Stock | S | 5700 | $37.57 | Disposed | 452473 | Direct |
| 2007-08-15 | Common Stock | M | 101261 | $18.3477 | Acquired | 553734 | Direct |
| 2007-08-15 | Common Stock | S | 43400 | $37.5 | Disposed | 510334 | Direct |
| 2007-08-15 | Common Stock | S | 27561 | $37.51 | Disposed | 482773 | Direct |
| 2007-08-15 | Common Stock | S | 8500 | $37.52 | Disposed | 474273 | Direct |
| 2007-08-15 | Common Stock | S | 2500 | $37.53 | Disposed | 471773 | Direct |
| 2007-08-15 | Common Stock | S | 2900 | $37.54 | Disposed | 468873 | Direct |
| 2007-08-15 | Common Stock | S | 300 | $37.56 | Disposed | 468573 | Direct |
| 2007-08-15 | Common Stock | S | 15100 | $37.57 | Disposed | 453473 | Direct |
| 2007-08-15 | Common Stock | S | 900 | $37.58 | Disposed | 452573 | Direct |
| 2007-08-15 | Common Stock | S | 100 | $37.59 | Disposed | 452473 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-08-14 | Stock Option | $18.3477 | M | 290059 | Disposed | 2008-02-27 | Common Stock (290059) | Direct |
| 2007-08-15 | Stock Option | $18.3477 | M | 101261 | Disposed | 2008-02-27 | Common Stock (101261) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 974389 | Direct |
| Stock Unit | 268192 | Direct |
| ESOP Preference Stock | 1636 | Indirect |
| Common Stock | 24800 | Indirect |
| Common Stock | 975571 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $0 | Common Stock (7077) | 7077 | Direct | |
| Stock Option | $12.5625 | 2013-01-09 | Common Stock (900000) | 900000 | Direct |
| Stock Option | $14.9625 | 2012-01-02 | Common Stock (1012124) | 1012124 | Direct |
| Stock Option | $17.6675 | 2011-01-08 | Common Stock (400000) | 400000 | Direct |
| Stock Option | $18.6563 | 2008-03-12 | Common Stock (1200000) | 1200000 | Direct |
| Stock Option | $19.2813 | 2010-01-03 | Common Stock (400000) | 400000 | Direct |
| Stock Option | $22.445 | 2012-01-05 | Common Stock (400000) | 400000 | Direct |
| Stock Option | $25 | 2009-03-10 | Common Stock (300000) | 300000 | Direct |
| Stock Option | $30.035 | 2013-04-03 | Common Stock (491761) | 491761 | Direct |
| Stock Option | $30.2625 | 2011-03-07 | Common Stock (500000) | 500000 | Direct |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (403226) | 403226 | Direct |
Footnotes
F4: Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F2: Reflects stock beneficially owned pursuant to issuer's ESOP Plan.
F3: Includes dividend reinvestment shares acquired during the course of the year.
F5: Option became exercisable in three annual installments, commencing 02/27/01.
F1: Includes shares acquired pursuant to issuer's Employee Stock Purchase Plan.
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