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CVS HEALTH Corp — Director's Dealing 2007
Sep 4, 2007
29875_dirs_2007-09-04_419f49d4-5884-42bc-aec4-72d32678390d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2007-08-30
Reporting Person: Roberts Jonathan C (SVP and CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-30 | Common Stock | M | 54000 | $12.5625 | Acquired | 70105 | Direct |
| 2007-08-30 | Common Stock | M | 13020 | $18.3477 | Acquired | 83125 | Direct |
| 2007-08-30 | Common Stock | M | 40000 | $18.6563 | Acquired | 123125 | Direct |
| 2007-08-30 | Common Stock | S | 107020 | $37.5812 | Disposed | 16105 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-08-30 | Stock Option | $12.5625 | M | 54000 | Disposed | 2013-01-09 | Common Stock (54000) | Direct |
| 2007-08-30 | Stock Option | $18.3477 | M | 13020 | Disposed | 2008-02-27 | Common Stock (13020) | Direct |
| 2007-08-30 | Stock Option | $18.6563 | M | 40000 | Disposed | 2008-03-12 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 30194 | Direct |
| ESOP Preference Stock | 4307 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $0 | Common Stock (4717) | 4717 | Direct | |
| Stock Option | $14.9625 | 2012-01-02 | Common Stock (34000) | 34000 | Direct |
| Stock Option | $17.6675 | 2011-01-08 | Common Stock (48000) | 48000 | Direct |
| Stock Option | $19.2813 | 2012-01-03 | Common Stock (22000) | 22000 | Direct |
| Stock Option | $22.445 | 2012-01-05 | Common Stock (48000) | 48000 | Direct |
| Stock Option | $25 | 2009-03-10 | Common Stock (14000) | 14000 | Direct |
| Stock Option | $30.035 | 2013-04-03 | Common Stock (64546) | 64546 | Direct |
| Stock Option | $30.2625 | 2011-03-07 | Common Stock (24000) | 24000 | Direct |
| Stock Option | $34.42 | 2014-04-02 | Common Stock (60484) | 60484 | Direct |
Footnotes
F1: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F4: Option became exercisable in three annual installments, commencing 03/12/01.
F3: Option became exercisable in three annual installments, commencing 02/27/01.
F2: Option became exercisable in three annual installments, commencing 1/9/2005.
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