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CVRx, Inc. — Director's Dealing 2021
Jun 30, 2021
33690_dirs_2021-06-29_459b0094-acb4-4dc6-8d3b-42f3e38fd556.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CVRx, Inc. (CVRX)
CIK: 0001235912
Period of Report: 2021-06-29
Reporting Person: Pardo Geoffrey B (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series G Preferred Stock | $ | Common Stock (1554022) | Indirect | ||
| Stock Option | $0.237 | 2027-02-01 | Common Stock (758) | Indirect | |
| Stock Option | $0.237 | 2028-02-15 | Common Stock (758) | Indirect | |
| Stock Option | $1.186 | 2028-11-28 | Common Stock (758) | Indirect | |
| Stock Option | $3.955 | 2029-12-05 | Common Stock (758) | Indirect | |
| Stock Option | $5.141 | 2031-01-04 | Common Stock (1264) | Indirect |
Footnotes
F1: Each share of preferred stock is convertible, at the option of the holder, into shares of common stock at the then-effective conversion ratio for no additional consideration and has no expiration date. The shares of preferred stock will automatically convert into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares) upon the closing of the Issuer's initial public offering. The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock.
F2: Shares of Series G Convertible Preferred Stock are convertible into shares of common stock at a rate of 1-for-0.0632143218.
F3: These shares are held directly by Cooperatieve Gilde Healthcare IV U.A. ("Gilde IV"). The Reporting Person is a partner of Gilde IV and may be deemed to share voting and dispositive over the shares held by Gilde IV. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
F4: Fully vested.
F5: Vests as to 1/48th of the shares each month commencing March 16, 2018.
F6: Vests as to 1/48th of the shares each month commencing December 29, 2018.
F7: Vests as to 1/48th of the shares each month commencing January 6, 2020.
F8: Vests as to 1/48th of the shares each month commencing January 11, 2021.