CVRx, Inc. — Director's Dealing 2021

Jul 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVRx, Inc. (CVRX)
CIK: 0001235912
Period of Report: 2021-07-02

Reporting Person: NEW ENTERPRISE ASSOCIATES 10 L P (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-02	Common Stock	C	58175	—	Acquired	58175	Direct
2021-07-02	Common Stock	C	57241	—	Acquired	115416	Direct
2021-07-02	Common Stock	C	71077	—	Acquired	186493	Direct
2021-07-02	Common Stock	C	80178	—	Acquired	266671	Direct
2021-07-02	Common Stock	C	83396	—	Acquired	350067	Direct
2021-07-02	Common Stock	C	253605	—	Acquired	603672	Direct
2021-07-02	Common Stock	C	1196911	—	Acquired	1800583	Direct
2021-07-02	Common Stock	P	225500	$18.00	Acquired	2026083	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-02	Series A-2 Preferred Stock	$	C	2300708	Disposed		Common Stock (58175)	Direct
2021-07-02	Series B-2 Preferred Stock	$	C	2263778	Disposed		Common Stock (57241)	Direct
2021-07-02	Series C-2 Preferred Stock	$	C	2810950	Disposed		Common Stock (71077)	Direct
2021-07-02	Series D-2 Preferred Stock	$	C	3170896	Disposed		Common Stock (80178)	Direct
2021-07-02	Series E-2 Preferred Stock	$	C	3298154	Disposed		Common Stock (83396)	Direct
2021-07-02	Series F-2 Preferred Stock	$	C	10029566	Disposed		Common Stock (253605)	Direct
2021-07-02	Series G Preferred Stock	$	C	18934168	Disposed		Common Stock (1196911)	Direct

Footnotes

F1: Upon the closing of the Issuer's initial public offering, each share of Series A-2 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock, Series E-2 Convertible Preferred Stock and Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287.

F2: Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218.

F3: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock.