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CVR ENERGY INC — Director's Dealing 2021
Dec 10, 2021
31218_dirs_2021-12-10_1fe9c490-236a-44c9-897e-918bbc474e0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVR ENERGY INC (CVI)
CIK: 0001376139
Period of Report: 2021-12-08
Reporting Person: Neumann Dane J. (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-08 | Common Stock | M | 953 | — | Acquired | 953 | Direct |
| 2021-12-08 | Common Stock | D | 953 | $16.24 | Disposed | 0 | Direct |
| 2021-12-08 | Common Stock | M | 4502 | — | Acquired | 4502 | Direct |
| 2021-12-08 | Common Stock | D | 4502 | $16.24 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-08 | Incentive Units | $ | M | 953 | Disposed | Common Stock (953.0) | Direct | |
| 2021-12-08 | Incentive Units | $ | M | 4502 | Disposed | Common Stock (4502.0) | Direct | |
| 2021-12-08 | Incentive Units | $ | A | 23210 | Acquired | Common Stock (23210.0) | Direct |
Footnotes
F1: The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services on December 13, 2019. These Incentive Units vest ratably in annual installments in December in each of the three years following the grant date, subject to the terms and conditions of the award agreement.
F2: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date.
F3: This price represents the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date.
F4: The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services on December 9, 2020. These Incentive Units vest ratably in annual installments in December in each of the three years following the grant date, subject to the terms and conditions of the award agreement.
F5: The Incentive Units expire immediately upon vest.
F6: The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 8, 2021. These Incentive Units vest ratably in annual installments in December in each of the three years following the grant date, subject to the terms and conditions of the award agreement.