CVR ENERGY INC — Director's Dealing 2021

Dec 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVR ENERGY INC (CVI)
CIK: 0001376139
Period of Report: 2021-12-14

Reporting Person: Neumann Dane J. (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-14	Common Stock	M	855	—	Acquired	855	Direct
2021-12-14	Common Stock	D	855	$16.07	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-14	Incentive Units	$	M	855	Disposed		Common Stock (855.0)	Direct

Footnotes

F1: The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services on December 14, 2018. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement.

F2: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date.

F3: This price represents the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date.

F4: The Incentive Units expire immediately upon vest.