CVD EQUIPMENT CORP — Director's Dealing 2023

Aug 23, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2023-08-21

Reporting Person: AFRICK ANDREW (10% Owner)
Reporting Person: ADA Partners, L.P. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-22	Common Stock	P	12195	$7.00	Acquired	832787	Indirect
2023-08-21	Common Stock	P	21707	$6.04	Acquired	820592	Indirect
2023-08-21	Common Stock	P	11008	$6.94	Acquired	798885	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.98 to $7.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

F3: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F4: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.