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CVD EQUIPMENT CORP Director's Dealing 2019

Feb 26, 2019

34912_dirs_2019-02-26_b41de501-e462-4033-843e-8ec727ac9fbd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2019-01-15

Reporting Person: Waldman Lawrence (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-15 Common Stock A 11400 $3.99 Acquired 18200 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-15 Option to purchase common stock $5 A 15000 Acquired 2030-01-15 Common Stock (15000) Direct

Footnotes

F1: Common stock issued pursuant to the Corporation's 2016 Share Incentive Plan, vests as to 2,850 shares on each of March 31, 2019, June 30, 2019, September 30, 2019 and December 31, 2019 or as of the date of the 2019 annual meeting of shareholders but in no event earlier than November 15, 2019, provided that such individual is still serving as a Director as of the vesting date.