CVD EQUIPMENT CORP — Director's Dealing 2014

Aug 25, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVD EQUIPMENT CORP (cvv)
CIK: 0000766792
Period of Report: 2014-08-21

Reporting Person: ROSENBAUM LEONARD A (Director, Pres, CEO, Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-08-21	Common Stock	S	7061	$15.0154	Disposed	855431	Direct

Footnotes

F1: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $15.00 to $15.14. Unon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

These shares were sold pursuant to a Section 10b5-1 Plan

F2: Subsequent to filing his most recent Form 4, Mr. Rosenbaum made a transfer of 43,046 shares which was exempt from reporting requirements under Section 16 of the Securities & Exchange Act of 1934, as amended. This disclosure is made for informational purposes only.