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CVD EQUIPMENT CORP — Director's Dealing 2014
Dec 22, 2014
34912_dirs_2014-12-22_2edb3753-cdbc-467f-b616-a8347f0d7885.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2014-12-18
Reporting Person: ROSENBAUM LEONARD A (Director, Pres, CEO, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-18 | Common Stock | S | 3590 | $15.03 | Disposed | 844171 | Direct |
| 2014-12-19 | Common Stock | S | 3035 | $15.03 | Disposed | 841136 | Direct |
| 2014-12-22 | Common Stock | S | 3066 | $15 | Acquired | 838070 | Direct |
Footnotes
F1: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $15.00 to $15.12. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
These shares were sold pursuant to a Section 10b5-1 Plan.
F2: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $15.00 to $15.12. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
These shares were sold pursuant to a Section 10b5-1 Plan.
F3: These shares were sold pursuant to a Section 10b5-1 Plan.