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CVD EQUIPMENT CORP Director's Dealing 2014

Dec 22, 2014

34912_dirs_2014-12-22_2edb3753-cdbc-467f-b616-a8347f0d7885.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2014-12-18

Reporting Person: ROSENBAUM LEONARD A (Director, Pres, CEO, Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-18 Common Stock S 3590 $15.03 Disposed 844171 Direct
2014-12-19 Common Stock S 3035 $15.03 Disposed 841136 Direct
2014-12-22 Common Stock S 3066 $15 Acquired 838070 Direct

Footnotes

F1: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $15.00 to $15.12. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

These shares were sold pursuant to a Section 10b5-1 Plan.

F2: This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $15.00 to $15.12. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

These shares were sold pursuant to a Section 10b5-1 Plan.

F3: These shares were sold pursuant to a Section 10b5-1 Plan.