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CVD EQUIPMENT CORP Director's Dealing 2013

Sep 16, 2013

34912_dirs_2013-09-16_d835b2ea-a9a2-4e60-951a-f40df9ed936d.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2013-08-29

Reporting Person: COLLINS KEVIN RICHARD (Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 57250 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock (15625) Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock.

Vesting occurs as to 1,603 common shares, 2,003 common shares, 2,404 common shares, 2,804 common shares, 3,205 common shares and 3,606 common shares respectively on each November 15, 2013 through 2018.

F2: Any unvested portion will terminate upon termination of service.