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CVD EQUIPMENT CORP — Director's Dealing 2011
Aug 30, 2011
34912_dirs_2011-08-30_07eb8a4c-4835-4ecd-86f1-22d0ce4cc9e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2011-08-26
Reporting Person: ROSENBAUM LEONARD A (Director, CEO, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-26 | Common Stock | S | 15050 | $15.9 | Disposed | 1322400 | Direct |
| 2011-08-26 | Common Stock | S | 4950 | $16.68 | Disposed | 1317450 | Direct |
| 2011-08-26 | Common Stock | S | 1000 | $16.46 | Disposed | 1316450 | Direct |
| 2011-08-29 | Common Stock | S | 20000 | $17.38 | Disposed | 1296450 | Direct |
| 2011-08-29 | Common Stock | S | 1000 | $16.91 | Disposed | 1295450 | Direct |
| 2011-08-29 | Common Stock | S | 7300 | $18.57 | Disposed | 1288150 | Direct |
| 2011-08-29 | Common Stock | S | 12000 | $17.65 | Disposed | 1276150 | Direct |
| 2011-08-30 | Common Stock | S | 2700 | $18.9 | Disposed | 1273450 | Direct |
| 2011-08-30 | Common Stock | S | 9520 | $19.27 | Disposed | 1263930 | Direct |
| 2011-08-30 | Common Stock | S | 1000 | $18.41 | Disposed | 1262930 | Direct |
Footnotes
F1: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $15.53 to $16.51. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F2: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $16.53 to $16.80. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F3: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $16.10 to $16.76. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to privide full information regarding the number of shares and prices at which the transactions were effected.
F4: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $16.77 to $17.74. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F5: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $16.77 to $ 17.18. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F6: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.00 to $19.00. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F7: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $17.50 to $17.90. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F8: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.80 to $19.00. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F9: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $19.15 to $19.40. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F10: This price represents the weighted average purchase prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.20 to $18.72. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.