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CVD EQUIPMENT CORP — Director's Dealing 2011
Sep 7, 2011
34912_dirs_2011-09-07_b443e664-cb5d-44de-9546-3596f6b1c191.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2011-09-02
Reporting Person: TEITELBAUM MARTIN J (Director, Assistant Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-02 | Common Stock | S | 3000 | $18.5 | Disposed | 48425 | Direct |
| 2011-09-06 | Common Stock | S | 10800 | $19.05 | Disposed | 37625 | Direct |
| 2011-09-07 | Common Stock | M | 12000 | $4.1 | Acquired | 49625 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-07 | Option to purch common stock | $4.1 | M | 12000 | Disposed | 2012-09-13 | Common Stock (12000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Indirect |
Footnotes
F1: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.68 to $19.58. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
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