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CVD EQUIPMENT CORP Director's Dealing 2011

Sep 8, 2011

34912_dirs_2011-09-08_2646cdbd-0d46-4862-b210-30462f165f45.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2011-09-06

Reporting Person: ROSENBAUM LEONARD A (Director, CEO, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-09-06 Common Stock S 1000 $17.61 Disposed 1251730 Direct
2011-09-06 Common Stock S 16800 $18.18 Disposed 1234930 Direct
2011-09-06 Common Stock S 3200 $18.54 Disposed 1231730 Direct
2011-09-06 Common Stock S 30130 $19.08 Disposed 1201600 Direct
2011-09-07 Common Stock S 1000 $18.71 Disposed 1200600 Direct
2011-09-07 Common Stock S 23150 $18.98 Disposed 1177450 Direct
2011-09-08 Common Stock S 1000 $17.78 Disposed 1176450 Direct
2011-09-08 Common Stock S 1000 $18.5 Disposed 1175450 Direct

Footnotes

F1: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $17.50 to $17.69. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.

F2: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $17.49 to $18.49. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made purusant to a 10b5-1 Plan.

F3: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.50 to $18.64. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.

F4: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.50 to $19.40. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

F5: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.59 to $18.87. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.

F6: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.76 to $19.30. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

F7: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $17.65 to $17.91. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.

F8: This sale was made pursuant to a 10b5-1 Plan.