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CVD EQUIPMENT CORP — Director's Dealing 2011
Sep 8, 2011
34912_dirs_2011-09-08_2646cdbd-0d46-4862-b210-30462f165f45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVD EQUIPMENT CORP (CVV)
CIK: 0000766792
Period of Report: 2011-09-06
Reporting Person: ROSENBAUM LEONARD A (Director, CEO, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-06 | Common Stock | S | 1000 | $17.61 | Disposed | 1251730 | Direct |
| 2011-09-06 | Common Stock | S | 16800 | $18.18 | Disposed | 1234930 | Direct |
| 2011-09-06 | Common Stock | S | 3200 | $18.54 | Disposed | 1231730 | Direct |
| 2011-09-06 | Common Stock | S | 30130 | $19.08 | Disposed | 1201600 | Direct |
| 2011-09-07 | Common Stock | S | 1000 | $18.71 | Disposed | 1200600 | Direct |
| 2011-09-07 | Common Stock | S | 23150 | $18.98 | Disposed | 1177450 | Direct |
| 2011-09-08 | Common Stock | S | 1000 | $17.78 | Disposed | 1176450 | Direct |
| 2011-09-08 | Common Stock | S | 1000 | $18.5 | Disposed | 1175450 | Direct |
Footnotes
F1: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $17.50 to $17.69. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.
F2: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $17.49 to $18.49. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made purusant to a 10b5-1 Plan.
F3: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.50 to $18.64. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.
F4: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.50 to $19.40. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F5: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.59 to $18.87. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.
F6: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $18.76 to $19.30. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
F7: This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $17.65 to $17.91. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.
F8: This sale was made pursuant to a 10b5-1 Plan.