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CVB FINANCIAL CORP — Director's Dealing 2010
Nov 29, 2010
31476_dirs_2010-11-29_46f7987c-f94f-4f55-b1b4-947b12419c31.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CVB FINANCIAL CORP (CVBF)
CIK: 0000354647
Period of Report: 2010-11-19
Reporting Person: Brager David A. (EVP Sales Division Manager)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12325 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.01 | 2013-02-28 | Common Stock (4728) | Direct | |
| Employee Stock Option (right to buy) | $11.25 | 2014-01-05 | Common Stock (1719) | Direct | |
| Employee Stock Option (right to buy) | $12.45 | 2014-06-16 | Common Stock (3438) | Direct | |
| Employee Stock Option (right to buy) | $15.45 | 2014-12-31 | Common Stock (2750) | Direct | |
| Employee Stock Option (right to buy) | $14.51 | 2015-08-17 | Common Stock (6875) | Direct | |
| Employee Stock Option (right to buy) | $15.53 | 2016-02-15 | Common Stock (2200) | Direct | |
| Employee Stock Option (right to buy) | $14.04 | 2016-06-21 | Common Stock (4950) | Direct | |
| Employee Stock Option (right to buy) | $10.35 | 2017-11-19 | Common Stock (5000) | Direct | |
| Employee Stock Option (right to buy) | $9.46 | 2018-06-18 | Common Stock (2500) | Direct | |
| Employee Stock Option (right to buy) | $8.61 | 2019-09-16 | Common Stock (20000) | Direct |
Footnotes
F1: Includes 2,825 shares held jointly as community property with Mr. Brager's wife, 2,000 shares held directly by Mr. Brager's Roth IRA, 1,000 shares held directly by Mr. Brager's individual IRA and 6,500 shares of restricted stock which remain subject to vesting are held directly by Mr. Brager
F2: Incentive Stock Option granted February 28, 2003 which became exercisable in equal installments over 5 years
F3: Incentive Stock Options granted January 5, 2004 which became exercisable in equal installments over 5 years.
F4: Incentive Stock Options granted June 16, 2004 which became exercisable in equal installments over 5 years.
F5: Incentive Stock Options granted December 31, 2004 which became exercisable in equal installments over 5 years.
F6: Incentive Stock Options granted August 17, 2005 which became exercisable in equal installments over 5 years.
F7: Incentive Stock Options granted February 15, 2006 which are currently exercisable as to 80% of the grant, and become exercisable for the remaining portion of the grant in equal annual installments.
F8: Incentive Stock Options granted June 21, 2006 which are currently exercisable as to 80% of the grant, and become exercisable for the remaining portion of the grant in equal annual installments.
F9: Incentive Stock Options granted November 19, 2007 which are currently exercisable as to 60% of the grant, and become exercisable for the remaining portion of the grant in equal annual installments.
F10: Incentive Stock Options granted June 18, 2008 which are currently exercisable as to 40% of the grant, and become exercisable for the remaining portion of the grant in equal installments.
F11: Incentive Stock Options granted September 16, 2009 which are currently exercisable as to 20% of the grant, and become exercisable for the remaining portion of the grant in equal annual installments.