Customers Bancorp, Inc. — Director's Dealing 2020

Jun 10, 2020

SEC Form 4/A — Form 4/A

Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2020-03-04

Reporting Person: Hedde Glenn (EVP Mortgage Warehouse Lending)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-04	Common Stock	M	3667	$8.86	Acquired	123255	Direct
2020-03-04	Common Stock	S	3667	$20.3111	Disposed	119588	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-04	Stock Options	$8.86	M	3667	Disposed	2020-04-06	Common Stock (3667.0)	Direct

Footnotes

F1: This Amendment includes the exercise of Employee Stock Options which were omitted from the reporting person's Form 4 filed on March 4, 2020.

F2: Includes 38,531 Restricted Stock Units.

F3: Corrects the number of shares of common stock owned by the reporting person to include the 3,667 shares that were erroneously reported as sold. Such shares were also omitted from the reporting person's Forms 4 filed on April 2, 2020 and June 4, 2020.

F4: This transaction was executed in multiple trades at prices ranging from $20.30 to $20.312. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.