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Customers Bancorp, Inc. — Director's Dealing 2019
Mar 5, 2019
31595_dirs_2019-03-05_9babd1ac-66a0-4aac-9e5f-d063f25a4516.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2019-03-05
Reporting Person: Issa Steven (Executive VP and CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-05 | Common Stock | M | 5500 | $17.65 | Acquired | 36743 | Direct |
| 2019-03-05 | Common Stock | S | 5500 | $20.4759 | Disposed | 31243 | Direct |
| 2019-03-05 | Common Stock | S | 1426 | $20.4759 | Disposed | 29817 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-05 | Stock Options (right to buy) | $17.65 | M | 5500 | Disposed | 2024-02-20 | Common Stock (5500) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $20.463 to $20.521. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes 205 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.
F3: Includes 29,716 Restricted Stock Units.
F4: Includes 101 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.