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Customers Bancorp, Inc. — Director's Dealing 2018
May 3, 2018
31595_dirs_2018-05-03_2886d4ad-84e1-466b-861d-1ff7e69251a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2018-05-02
Reporting Person: Issa Steven (Executive VP and CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-02 | Common Stock | M | 11001 | $13.62 | Acquired | 38521 | Direct |
| 2018-05-02 | Common Stock | S | 11001 | $29.37 | Disposed | 27520 | Direct |
| 2018-05-02 | Common Stock | S | 948 | $29.37 | Disposed | 26572 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-02 | Stock Options (right to buy) | $13.62 | M | 11001 | Disposed | 2023-04-29 | Common Stock (11001) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $29.36 to $29.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes 1,105 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.
F3: Includes 25,467 Restricted Stock Units.