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Customers Bancorp, Inc. — Director's Dealing 2018
May 24, 2018
31595_dirs_2018-05-24_3eb13d9a-e18a-49a0-8e40-58ebd6f7d6e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2018-05-23
Reporting Person: Ehst Richard A (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-23 | Common Stock | M | 11871 | $15.23 | Acquired | 180139 | Direct |
| 2018-05-23 | Common Stock | S | 11871 | $29.97 | Disposed | 168268 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-23 | Stock Options (right to buy) | $15.23 | M | 11871 | Disposed | 2023-05-21 | Common Stock (11871) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $29.71 to $30.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes 44,898 Restricted Stock Units.
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